What We Can Do For the Individual Investor

Manage, on a discretionary basis, each client’s fixed income (bond) securities portfolio.
Provide a written investment policy specifically tailored for any client choosing to have one.
Monitor and provide quarterly reports detailing the current status of each client’s portfolio.
Assist each client in the selection of the most appropriate third party custodian.
Execute all transactions on behalf of each client in the manner most advantageous to them.
Where appropriate, analyze and execute all transactions in the manner that optimizes the after-tax results.
Provide timely reports of all transactions to each client and the appropriate custodian.
Assist, as needed, in the successful settlement of all securities transactions, endeavoring always to avoid any additional expenses to a client.
Maintain credit files for each municipal bond purchased with maturities in excess of one year.
Ensure each portfolio is properly diversified.
Conduct a risk assessment profile for each client, assigning strategic objectives accordingly.
Maintain an appropriate level of client contact and face to face meetings.
Reconcile any and all discrepancies between CFI records and those of each client’s custodian reports.
Interface as appropriate with client’s other professional advisors.
Assist each client in all other investment related matters when asked, such as asset allocation, selection of equity managers, asset transfers, etc.

Charles Fish Investments, Inc. (CFI) is a registered investment advisor with the Securities and Exchange Commission. CFI may only transact business or render personalized investment advice in those states and international jurisdictions where we are registered/notice-filed or otherwise excluded or exempted from registration requirements. The purpose of this web site is for information distribution on products and services. Any communications with prospective clients residing in states or international jurisdictions where CFI and its advisory affiliates are not registered or licensed shall be limited so as not to trigger registration or licensing requirements.


	Manage, on a discretionary basis, each client’s fixed income (bond) securities portfolio. Provide a written investment policy specifically tailored for any client choosing to have one. Monitor and provide quarterly reports detailing the current status of each client’s portfolio. Assist each client in the selection of the most appropriate third party custodian. Execute all transactions on behalf of each client in the manner most advantageous to them. Where appropriate, analyze and execute all transactions in the manner that optimizes the after-tax results. Provide timely reports of all transactions to each client and the appropriate custodian. Assist, as needed, in the successful settlement of all securities transactions, endeavoring always to avoid any additional expenses to a client. Maintain credit files for each municipal bond purchased with maturities in excess of one year. Ensure each portfolio is properly diversified. Conduct a risk assessment profile for each client, assigning strategic objectives accordingly. Maintain an appropriate level of client contact and face to face meetings. Reconcile any and all discrepancies between CFI records and those of each client’s custodian reports. Interface as appropriate with client’s other professional advisors. Assist each client in all other investment related matters when asked, such as asset allocation, selection of equity managers, asset transfers, etc. Charles Fish Investments, Inc. (CFI) is a registered investment advisor with the Securities and Exchange Commission. CFI may only transact business or render personalized investment advice in those states and international jurisdictions where we are registered/notice-filed or otherwise excluded or exempted from registration requirements. The purpose of this web site is for information distribution on products and services. Any communications with prospective clients residing in states or international jurisdictions where CFI and its advisory affiliates are not registered or licensed shall be limited so as not to trigger registration or licensing requirements.